中金公司招聘国际法律人才

中金公司招聘国际法律合规人才

招聘岗位：Compliance Officer(J17825)

需求部门：法律合规部

招聘类别：社会招聘

工作地点：日本·东京

工作职责：

• Developing, improving, directing and executing the compliance related functions of the CICCJP 

• Providing compliance advisory services to all business units and infrastructure support functions on all issues relating to day to day business operations 

• Reviewing new business and product proposals from a regulatory, best practice, and CICC group standard’s perspective 

• Monitoring business operation in accordance with the relevant regulatory and compliance requirements through direct communication, desk review, surveillance and other means 

• Monitoring the KYC process, anti-money laundering compliance program & financial crimes prevention 

• Assisting in liaising and collaborating with the relevant government and regulatory bodies, and related self-regulatory organizations on compliance issues 

• Assisting in handling regulatory examination, and responding to regulatory enquiries 

• Assisting in providing compliance trainings to business units and infrastructure support functions 

• Handling any other compliance matters as required for the operation of CICCJP 

• Communicting closely with overseas colleagues including Beijing and Hong Kong for periodical and ad hoc reporting, etc. 

• Handling any other ad hoc matters and projects as instructed by the Head of Legal and Compliance, JP Disclaimer: The preceding job description has been designed to indicate the general nature and level of the work performed by employees within this classification. It is not designed to contain or be interpreted as the comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

技能资格：

• A good sense on primary markets and secondary markets compliance 

• Able to work as part of a team and be sensitive to concerns of different parts of the organization 

• Able to address the overall picture whilst demonstrating a detailed approach to individual transactions 

• Highly organized and confident 

• Good working attitude, team work and able to work under pressure • Self-starter, independent and able to take the initiative 

• A professional with high integrity 

• Native in Japanese. Strong written and verbal skills with the ability to communicate ideas clearly and concisely in English. Expected to participate and speak out in the meetings with overseas colleagues 

岗位要求： 

• Bachelor’s degree or above 

• Minimum of 5-years experience in legal and compliance in the Type 1 Financial Instruments Business Operator 

• Holding relevant regulatory or professional qualifications, with Class-1 Sales Representative (Qualification) of Japan Securities Dealers Association and Regular Member's Internal Administrator (Qualification) of Japan Securities Dealers Association are essential 

• Never been taken any administrative action against by related authorities in the past