凡对职位感兴趣的粉丝可将简历发送到shirleyxy@ciicsh.com。
Head of Compliance（jobxyw）
Provide reasonable assurance to senior management and the Board that there are effective and efficient policies and procedures in place, well understood and respected by all employees, and that the company is complying with all regulatory requirements;
Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
Developing the annual compliance work plan that reflects the organization's unique characteristics.
Periodically revising the compliance plan in light of changes.
Overseeing and monitoring the implementation of the compliance program. Providing guidance, advice, and/or training and educational programs, to improve business' understanding of related laws and regulatory requirements.
Providing strategic direction to the management team on compliance.
Preparing and presenting clear and concise compliance reports to the Board. Interacting with regulators on compliance issues.
Coordinating efforts related to audits, reviews, and examinations.
Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
Coordinating internal compliance review and monitoring activities, including periodic reviews of departments/business units. Independently investigating and acting on matters related to compliance.
Monitoring external review processes. Degree holder in Law, Finance and Accounting or other related discipline;
Minimum 15 years relevant experience in investment banking / securities house;
Responsible, detail oriented, well-organized and with good communication skills;
Good Command in Mandarin and English;
Excellent presentation and problem solving skill with strong communication and interpersonal skills; securities qualification certificate 证券资格从业证 & 证券公司合规管理人员胜任能力测试。
年薪范围：150-200万
