重磅发布：《实践中的中国证券法律制度》

作为一个新兴市场，我国资本市场的法律监管正随着资本市场的变化而不断进步，监管思路、市场主体也在不断发展。注册制背景下证券投资者保护及信息披露监管等制度起步不久，司法层面的证券救济措施，如证券集体诉讼制度也处于摸索阶段，中介机构如何更好地扮演资本市场“看门人”角色，如何在资本市场运行中承担应有的责任，在上市公司发行申请、信息披露过程中如何履行尽职义务，以及中介机构之间、中介机构与发行主体之间的责任边界及职责分工，都亟待进一步理清和细化。

2022年，中国即将进入全面注册制时代，市场也仍然在不断地向前发展。在这个变革的关键时期，我们希望能够帮助客户和朋友们更多、更好地理解市场发生的变化和监管发展的动态，以及司法相关领域最前沿的实践。来自金杜金融证券部、争议解决部的合伙人撰写了37篇文章，分别从企业上市、中介机构责任、证券争议解决和监管趋势四个方面，针对各类前沿热点问题分享了实践中的观察和思考，希望对读者有所帮助及启示。

As an emerging market, China is experiencing changes in its capital markets as well as improvement in its legal regulation in this field. Regulatory mindset and market players are also developing constantly. In the context of the registration-based IPO system, our protection of securities investors and regulation on information disclosure remain at the primary stage, so do the judicial remedies for securities investors, such as the securities class action system. It is imperative to further clarify and refine the issues as to how intermediaries can better play the role of "gatekeepers" in the capital market, assume due responsibilities in the capital market, and perform due diligence in listed companies’ application for issuance and information disclosure, and how to define the responsibilities and duties among intermediaries, and between intermediaries and issuers. 

In 2022, China will see the full implementation of registration-based IPO system, and the continuous development of capital markets. In this critical period of change, we hope to help you know more about the changing market and regulatory dynamics, as well as the latest judicial practices. Partners from our Finance and Securities and Dispute Resolution groups have authored 37 articles on company listing, responsibilities of intermediaries, securities dispute resolution and regulatory trends to share their insights on various hot topics in the hope of providing some help and inspiration to you.

我知道你  在看  哦